DISCLAIMER
Past performance is not a guarantee of future performance. The
contents of this document are for indicative purposes only, have no
contractual value and should not be relied upon to formulate
investment decisions. The accuracy, completeness or relevance of the
information provided is not guaranteed although it has been drawn
from sources believed to be reliable. The information presented in
this document is based on quarterly updated portfolio data and may
change from time to time due to pro-forma adjustments. Pro-forma
performance assumptions are purely hypothetical and are provided in
this document solely for informational purposes. Pro-forma
performance assumptions do not represent actual performance and
should not be interpreted as an indication of actual performance.
The Fifth Street Small Business Index is not sponsored, endorsed,
sold or promoted by Standard & Poor’s Financial Services LLC (“S&P”)
or its third party licensors. Neither S&P nor its third party
licensors make any representation or warranty, express or implied,
to the owners of the Fifth Street Small Business Index or any member
of the public regarding any aspect of the Fifth Street Small
Business Index, including its ability to provide insight into the
performance trends of privately held companies throughout the U.S.
S&P's and its third party licensor’s only relationship to Fifth
Street Capital is the licensing of certain trademarks, service marks
and trade names of S&P and/or its third party licensors and for the
providing of calculation and maintenance services related to the
Fifth Street Small Business Index. S&P has no obligation or
liability in connection with the Fifth Street Small Business Index.
In addition, because the Index is composed of portfolio company
investments made by entities other than Fifth Street Finance Corp.,
it should not be considered, nor is it intended to be, an indicator
of the financial performance of the portfolio company investments
held by Fifth Street Finance Corp. or of Fifth Street Finance Corp.
Instead, the Index is intended to provide a barometer of the
performance trends of privately held small businesses throughout the
U.S.
NEITHER S&P, ITS AFFILIATES NOR THEIR THIRD PARTY LICENSORS
GUARANTEE THE ADEQUACY, ACCURACY, TIMELINESS OR COMPLETENESS OF THE
CUSTOM INDEX OR ANY DATA INCLUDED THEREIN OR ANY COMMUNICATIONS,
INCLUDING BUT NOT LIMITED TO, ORAL OR WRITTEN COMMUNICATIONS
(INCLUDING ELECTRONIC COMMUNICATIONS) WITH RESPECT THERETO. S&P, ITS
AFFILIATES AND THEIR THIRD PARTY LICENSORS SHALL NOT BE SUBJECT TO
ANY DAMAGES OR LIABILITY FOR ANY ERRORS, OMISSIONS OR DELAYS
THEREIN. S&P MAKES NO EXPRESS OR IMPLIED WARRANTIES, AND EXPRESSLY
DISCLAIMS ALL WARRANTIES OF MERCHANTABILITY OR FITNESS FOR A
PARTICULAR PURPOSE OR USE WITH RESPECT TO ITS TRADEMARKS, THE CUSTOM
INDEX OR ANY DATA INCLUDED THEREIN. WITHOUT LIMITING ANY OF THE
FOREGOING, IN NO EVENT WHATSOEVER SHALL S&P, ITS AFFILIATES OR THEIR
THIRD PARTY LICENSORS BE LIABLE FOR ANY INDIRECT, SPECIAL,
INCIDENTAL, PUNITIVE OR CONSEQUENTIAL DAMAGES, INCLUDING BUT NOT
LIMITED TO, LOSS OF PROFITS, TRADING LOSSES, LOST TIME OR GOODWILL,
EVEN IF THEY HAVE BEEN ADVISED OF THE POSSIBILITY OF SUCH DAMAGES,
WHETHER IN CONTRACT, TORT, STRICT LIABILITY OR OTHERWISE.
Standard & Poor’s® and S&P® are registered trademarks of Standard &
Poor’s Financial Services LLC. “Calculated by S&P Custom Indices”
and its related stylized mark are service marks of Standard & Poor’s
Financial Services LLC and have been licensed for use by Fifth
Street.
